證券欺詐民事責(zé)任及其追究制度研究.pdf

1、復(fù)旦大學(xué)碩士學(xué)位論文證券欺詐民事責(zé)任及其追究制度研究姓名：金冰一申請(qǐng)學(xué)位級(jí)別：碩士專(zhuān)業(yè)：法律指導(dǎo)教師：胡鴻高20040409ABSTRACTThisdissertationexploressecuritiesfraudandtortliabilityBasedonanalyzingthecorrespondingIegalsystemsinothernationsandChina’Spracticeonherstockmarketthe

2、dissertationresearchesonthetheoreticeJbasisandlitigationsystemofthecivilliabilityforsecuritiesfraudOnthebasisofthis，theauthorputsfo[wardthewaytoimprovetheframeworkofthecivilliabilityforsecuritiesfraudandtherelevantlitiga

3、tionsystemforthesakeofprotectingtheinterestofinvestorsandthewellbalanceddevelopmentofChina’SstockmarketInChapter1theauthorgivesareviewtowardcivilf陽(yáng)udHedefinestheintensionandextensionofsecuritiesfraudAtthesametime，theauth

4、orexplorestheaccuratedefinitionandspecialvalueoftheciviIliabilityforsecuritiesfraudthroughanalyzingthefunctionofcivilliabilityOnthebasisofthis，theauthorgivesasurveytothepresentlegalsupervisorysystemonChinasstockmarketand

5、emphasizestheimportanceofimprovingthecivifliabilityforsecuritiesfraudInChapter2theauthorintroducestheparticularityoftheciviIliabilityforsecuritiesfraudandthestructureoftortliabilityHefocusesontheciviIliabilityoflistedcor

6、porationsformisstatement，analyzingtheillegalbehaviordamage，causation，contribution，defensestherangeofcompensationandSOonThisChaptersystematicallyexpatiatesontheelementarytheeryoftheciviIliabilityforsecuritiesfraudwhichfor

7、nlsthetheoreticaIfoundationofthisdissertationInChapter3afterhavingresearchedthecharacteristicsintheciviIlawsuitofsecuritiesfraudandsomeforeignrulesoflitigationsystemonthecivilliabilityinsecuritiesIawtheauthoranalyzesthes

8、tructureofthepresentdelegatelitigationsysteminChinaanditslimitationintheciviIlawsuitofsecuritiesfraudInChapter4，theauthoriIlustratestheregulationsofclassactioninUStoexploreclassactionsystemComparedwithChina’Sdelegateliti

9、gationsystemthroughdevelopmenthistorystructureanddetailedregulations，theclassactionsvstemiSmuchmorefeasiblejnthecivillawsuitofsecuritiesfraudTheauthoralsodiscussesthatourdelegatelitigationsystemshoulduseclassactionsystem

10、forreferencethroughtheaspectsoftheapplicablescopeofdelegatelitigation，thewayofelectingrepresentatives，theprocedureofrightregistration，therangeofrepresentatives’right，etc。InChapter5theauthordealswithshareholderrepresentat

11、ivelitigationsy’stemAfterreviewingthedevelopmenthistoryofshareholderrepresentativeIitigationsystemtheauthorprobesintoitsdefinition，structUre，importanceinprotectingtheinterestofinvestorstogetherwithdifferencefromsharehold